Article 8 | European Banking Authority (2024)

(1)OJ C 378, 19.10.2018, p. 5.

(2)OJ C 262, 25.7.2018, p. 35.

(3)Position of the European Parliament of 16 April 2019 (not yet published in the Official Journal) and decision of the Council of 8 November 2019.

(4)Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1).

(5)Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338).

(6)Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).

(7)Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).

(8)Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).

(9)Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).

(10)Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).

(11)Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (see page 1 of this Official Journal).

(12)Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).

(13)Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (OJ L 174, 1.7.2011, p. 1).

(14)Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council (OJ L 173, 12.6.2014, p. 190).

(15)OJ L 123, 12.5.2016, p. 1.

(16)OJ C 369, 17.12.2011, p. 14.

(17)Directive 2013/34/EU of the European Parliament and of the Council of 26 June 2013 on the annual financial statements, consolidated financial statements and related reports of certain types of undertakings, amending Directive 2006/43/EC of the European Parliament and of the Council and repealing Council Directives 78/660/EEC and 83/349/EEC (OJ L 182, 29.6.2013, p. 19).

(18)Regulation (EC) No 1606/2002 of the European Parliament and of the Council of 19 July 2002 on the application of international accounting standards (OJ L 243, 11.9.2002, p. 1).

(19)Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (OJ L 173, 12.6.2014, p. 84).

(20)Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures (OJ L 150, 7.6.2019 p. 253).

(21)Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the Council (OJ L 35, 11.2.2003, p. 1).

(22)Regulation (EU) No 1092/2010 of the European Parliament and of the Council of 24 November 2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board (OJ L 331, 15.12.2010, p. 1).

(23)Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (OJ L 201, 27.7.2012, p. 1).

(24)Directive 2006/43/EC of the European Parliament and of the Council of 17 May 2006 on statutory audits of annual accounts and consolidated accounts, amending Council Directives 78/660/EEC and 83/349/EEC and repealing Council Directive 84/253/EEC (OJ L 157, 9.6.2006, p. 87).

(25)Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC (OJ L 141, 5.6.2015, p. 73).

(26)Commission Recommendation of 30 April 2009 on remuneration policies in the financial services sector (OJ L 120, 15.5.2009, p. 22).

As a seasoned expert in financial regulations and European Union (EU) legislative frameworks, I'll delve into the details of the references you provided, showcasing my in-depth knowledge in the field.

The references you've mentioned are primarily legal documents and regulations integral to the financial and regulatory landscape of the EU. Here's a breakdown of the key concepts associated with each reference:

  1. OJ C 378, 19.10.2018, p. 5: This refers to the Official Journal of the European Union, where legal acts and other official documents are published. The specific content on page 5 of the issue dated 19.10.2018 would contain relevant information.

  2. OJ C 262, 25.7.2018, p. 35: Similar to the first reference, this points to a specific page in the Official Journal dated 25.7.2018. The content on page 35 would contain relevant legal information.

  3. Position of the European Parliament (16 April 2019) and Council Decision (8 November 2019): These represent the legislative positions and decisions of the European Parliament and the Council on certain matters. Unfortunately, the detailed content is not available as it's not yet published in the Official Journal.

  4. Regulation (EU) No 575/2013: This regulation, published on 26 June 2013, outlines prudential requirements for credit institutions and investment firms. It amends Regulation (EU) No 648/2012.

  5. Directive 2013/36/EU: Published on 26 June 2013, this directive focuses on access to the activity of credit institutions and prudential supervision of credit institutions and investment firms. It amends Directive 2002/87/EC and repeals Directives 2006/48/EC and 2006/49/EC.

  6. Directive 2014/65/EU: Dated 15 May 2014, this directive pertains to markets in financial instruments, amending Directive 2002/92/EC and Directive 2011/61/EU.

  7. Regulation (EU) No 1093/2010: Published on 24 November 2010, this regulation establishes the European Banking Authority.

  8. Regulation (EU) No 1095/2010: Also published on 24 November 2010, this regulation establishes the European Securities and Markets Authority.

  9. Regulation (EU) 2016/679: Commonly known as the General Data Protection Regulation (GDPR), this regulation, dated 27 April 2016, focuses on the protection of natural persons regarding the processing of personal data.

  10. Regulation (EU) 2018/1725: Dated 23 October 2018, this regulation deals with the protection of natural persons regarding the processing of personal data by Union institutions.

These references cover a wide range of topics, including prudential requirements, market instruments, supervisory authorities, data protection, and more. If you have specific questions or need further clarification on any of these topics, feel free to ask.

Article 8 | European Banking Authority (2024)
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